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Posts Tagged ‘Mary Schapiro compensation’

FINRA Board to Form Committee to Review Claims of Schapiro Misconduct

Posted by Larry Doyle on February 12th, 2010 4:53 PM |

When in doubt, form a committee and have more meetings. This rope-a-dope style of leadership is all too prevalent in our nation. Why is it that the Wall Street-Washington incest can not be exposed for what it really is? When will somebody in our country display integrity and leadership while acknowledging the existence and stench of this incest?

Recall that the board of FINRA was meeting this past Wednesday to address allegations of misconduct by Mary Schapiro and other FINRA execs. Although the media has presented this meeting as merely addressing questions of excessive compensation for Ms. Schapiro and others, the allegations of misconduct made by attorneys for Amerivet Securities run far deeper than that.

These allegations address the following: (more…)

Will America Learn This Thursday if Mary Schapiro is a Liar?

Posted by Larry Doyle on January 12th, 2010 12:20 PM |

Head of SEC, Mary Schapiro

Head of SEC, Mary Schapiro

January 14, 2010 at 4pm
U.S. Distict Court for the Southern District of N.Y.
Presiding Justice, Jed Rakoff

Will America learn this Thursday afternoon if SEC Chair Mary Schapiro did in fact lie verbally and in a proxy statement regarding the merger of the NASD with NYSE Regulation to form FINRA?

As I highlighted in my commentary yesterday, “The Financial Crisis Inquiry Commission Should Investigate…”, I believe FINRA and Mary Schapiro are truly the embodiment of the Wall Street-Washington cabal that stifles the truth, transparency, and integrity America so badly deserves.

For more details on this case and the upcoming hearing, I submit the following press release that came out this morning:

MAJOR NEWS ORGANIZATIONS ASK WALL STREET SELF-REGULATOR TO COME
CLEAN ON ALLEGED WRONGDOING AND URGE FEDERAL JUDGE TO UNSEAL
KEY REDACTED FINANCIAL INFORMATION IN BROKERS’LAWSUIT AGAINST
FINRA.
    Mary Schapiro and other NASD Managers Allegedly Lied to and
Shortchanged NASD Member Broker-Dealers in 2006 Merger with
NYSE and otherwise Violated Their Fiduciary Responsibilities.
 (more…)





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