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Posts Tagged ‘SEC FINRA relationship’

SEC Outside Investigator Should Also Look Into. . . Recommended

Posted by Larry Doyle on May 8th, 2012 9:59 AM |

Perhaps it is only fitting that my 2000th post since launching Sense on Cents in January 2009 is directed at issues within our nation’s top financial cops at the SEC.

How interesting that a report is released today indicating that the SEC is bringing in an outside investigator to probe allegations of inappropriate activities within the Office of Inspector General during the tenure of the recently departed IG David Kotz.¬† (more…)






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