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Posts Tagged ‘Investment Company Act’

Kathleen Furey v SEC: Wow, Just Wow . . . Read This

Posted by Larry Doyle on May 16th, 2013 6:26 AM |

For those with an interest in learning how our financial regulators fail to perform in upholding both the law and their duty to protect investors, the SEC is “the gift that keeps on giving.

As if we did not already know that the SEC has all too often failed to protect investors, let’s navigate and learn about the case of current SEC employee Kathleen Furey. From a recent complaint brought by Ms. Furey against the SEC:

The three-year ascent of Kathleen Furey to higher levels of official responsibility and pay came to an abrupt halt in 2008, shortly after she was forced to become a whistleblower.  (more…)






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