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Posts Tagged ‘Mary Schapiro changes at SEC’

SEC IG Report: George Demos Pimped Peter Sivere

Posted by Larry Doyle on January 28th, 2010 9:02 AM |

Who is George Demos? A former enforcement lawyer in the New York office of the SEC, currently running for Congress from Long Island.

Who is Peter Sivere? A former compliance employee at JP Morgan.

Sivere crossed paths with Demos in 2004 while providing information related to an investigation of questionable mutual fund trading activity. In the midst of Sivere’s engagement with the SEC, his confidence was violated. I highlighted this reality the other day in writing, “The SEC Pimped Peter Sivere.”

Who at the SEC blew Sivere’s cover? Today we learn it was George Demos. (more…)






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