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Posts Tagged ‘violation of GAAP’

Joe Sciddurlo Drops Bombshells on FINRA

Posted by Larry Doyle on July 5th, 2011 11:09 AM |

We do not often get an insider’s perspective into the world of Wall Street regulation. That reality should not be a surprise.

Wall Street and those charged with regulating it typically play their cards very close to the vest. Getting a peek ‘over the shoulder’ at the cards held by the banks, the SEC, FINRA, and other regulators is a real treat.

Longtime followers of Sense on Cents may recall the fabulous insights provided by former SEC attorney and Madoff investigator Genevievette Walker-Lightfoot on NQR’s Sense on Cents with Larry Doyle in October 2009.

Last week, longtime and highly regarded financial journalist John Crudele of The New York Post provided a fabulous look into FINRA as he wrote another in a recent series of scathing commentaries on Wall Street’s self-regulatory organization. (more…)






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