Joe Sciddurlo Drops Bombshells on FINRA
Posted by Larry Doyle on July 5th, 2011 11:09 AM |
We do not often get an insider’s perspective into the world of Wall Street regulation. That reality should not be a surprise.
Wall Street and those charged with regulating it typically play their cards very close to the vest. Getting a peek ‘over the shoulder’ at the cards held by the banks, the SEC, FINRA, and other regulators is a real treat.
Longtime followers of Sense on Cents may recall the fabulous insights provided by former SEC attorney and Madoff investigator Genevievette Walker-Lightfoot on NQR’s Sense on Cents with Larry Doyle in October 2009.
Last week, longtime and highly regarded financial journalist John Crudele of The New York Post provided a fabulous look into FINRA as he wrote another in a recent series of scathing commentaries on Wall Street’s self-regulatory organization. (more…)
Tags: accounting at Wall Street firms, FINRA and Auction Rate Securities, FINRA Madoff Lehman, genevievette Walker-Lightfoot, Harry Markopolos calls FINRA "corrupt", Joe Sciddurlo FINRA, John Crudele The New York Post, looking into Wall Street regulation, Mary Schapiro call for transparency, Oppenheimer ARS, quality of earnings check, This FINRA Whistleblower's reward? He Gets Fired, violation of GAAP, what caused FINRA to fire Joe Sciddurlo, who is Barry Reinkraut, who is Joe Sciddurlo, who is Sheila Haney, why was Joe Sciddurlo fired at FINRA
Posted in FINRA, General | 4 Comments »